Relentlessly defending
your good name

Because your livelihood
is worth it

We only represent
financial professionals

We only represent financial advisors

AdvisorLaw provides nationwide representation to all financial advisors and wealth managers, never for the investor or broker-dealer.

Safeguarding your business is our business.

Areas of Expertise

NEW DISPUTES

FINRA Customer Dispute Allegations -     Defense against pending customer
​disputes and terminations that 
attempt to harm your good name

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EXPUNGEMENT

Customer Dispute Expungement - 
​Clean up of your CRD from meritless
customer disputes, U5 terminations,
criminal, and​ tax disclosures
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REGULATORY

Inquiries & Regulatory Allegations - 
​Top-notch defense against state or
FINRA investigations looking
to suspend or bar you
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COMPLIANCE

Transactional services for OBA,
contract review, drafting buy-sell 
agreements, and establishing
an RIA

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TRANSITIONS

Transition planning to ​properly plan for and
value your business, as well as negotiate
notes and protecting against
​Protocol 
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ACCESS ON-DEMAND

Annual priority access to attorney consults, services, and pricing, as well as emergency defense against new allegations
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* Past performance is not necessarily indicative of future results

​AdvisorLaw Has Been Seen In:

Highlighted FINRA Expungement Cases​

Disclosures Removed
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Charitable Partner

Global Orphan Prevention
​
An award-winning 501(c)3 nonprofit working to keep mothers and children together through economic development, awareness, and educational opportunity. 
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AdvisorLaw is not a law firm and does not provide legal services. AdvisorLaw does have the expertise to advise and assist financial professionals when it’s time to defend your good name.  We partner with attorneys who specialize in issues facing financial professionals, and can team with your own lawyers to provide the specific expertise called for.