As reported in Forbes, this week (Sep. 21 thru Sep. 28) is National Expungement Week.
AdvisorLaw recently had the honor of attending the inaugural gala of our charitable partner, Global Orphan Prevention, whom supports a truly remarkable mission of improving the lives of young women susceptible to trafficking across the world. They crushed their first-year goals and raised over $113,000 to assist in those efforts.
The experience has inspired our President and Founder, Doc Kennedy, to match those efforts. But his pledge is for the exclusive benefit of financial advisors.
Since AdvisorLaw is the "800 lb gorilla" in the field of FINRA expungements, this is the perfect time for us to put our money where our mouth is. Doc has set aside $113,000 of the firm's funds to credit any new expungement case for a financial advisor seeking removal of their Customer Dispute or U5 Termination disclosures.
Advisors with these disclosures will have up until Friday, Sep. 27th at 2 p.m.(EDT) to open their new FINRA expungement case and receive up to a $1,500 credit until all funds are depleted. Since this is likely the last year that FINRA's expungement process will allow all comers and offer great win-rates, this will be your last chance to have the best firm in the nation represent you.
We always offer free consultations to determine if expungement makes sense for you and your business.
Call or email us today.
This blog is our ongoing effort to inform and educate FINRA licensed professionals about the evolving regulatory ecosystem in which we operate.