AdvisorLaw offers custom-tailored setup and registration for new RIA firms.
Are you looking to provide a more personalized experience for your clients?
Are you fed up with the management of your broker-dealer and are looking to be your own boss?
Has lack of ownership over your client relationships hindered your ability to create long-term value in your career?
If these issues are keeping you up at night, you may want to join the ranks of thousands of advisors, who are trading in their FINRA licensure to gain independence and control of their brand.
Creating your own RIA firm will give you the autonomy and flexibility to truly create the business value that you desire while doing what is best for your clients.
What will you need to set up your own Registered Investment Advisor (RIA) firm?
AdvisorLaw provides turnkey registration and setup for those looking to establish their own, state or SEC-registered RIA's.
—Written supervisory procedures
—Client advisory agreement
—ADV (all parts) and Form U4
—Information security policy
—Code of ethics